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Please review the Customer Relationship Summary (Form CRS) which contains important information about the product, services, fees, and conflicts of interest with SoFi Wealth LLC.

You may also learn more about SoFi Securities LLC and its Representatives on FINRA's BrokerCheck.

Investment Products:


Rule 606 Order Routing | Statement of Financial ConditionFee Disclosure

This is not an offer, or solicitation of any offer to buy or sell any security, investment or other product.

Investing in securities involves risks, and there is always the potential of losing money when you invest in securities. Past performance, historical returns, future projections, and statistical forecasts are no guarantee of future returns or future performance. The firm reserves the right to monitor and retain all incoming and outgoing communications as permitted by applicable law.“`

The umbrella term “SoFi Invest” refers to the three investment and trading platforms operated by Social Finance, Inc. and its affiliates (described below).  Individual customer accounts may be subject to the terms applicable to one or more of the platforms below. 

1)  Automated Investing—The Automated Investing platform is owned by SoFi Wealth LLC, an SEC Registered Investment Advisor (“Sofi Wealth“). Brokerage services are provided to SoFi Wealth LLC by SoFi Securities LLC, an affiliated SEC registered broker dealer and member FINRA/SIPC, (“Sofi Securities).

2) Active Investing—The Active Investing platform is owned by SoFi Securities LLC. Clearing and custody of all securities are provided by APEX Clearing Corporation. You are being referred to SoFi Securities LLC’s website. The Affiliate that is directing you to this webpage will receive compensation from SoFi if you open and fund an Active Invest account. Compensation to the Affiliate may be up to $150. You will not be charged any fee or incur any additional costs for being referred to SoFi by the Affiliate. The Affiliate may promote and/or advertise SoFi's Active Invest services. SoFi and the Affiliate are not under common ownership or otherwise related entities. 

3) Digital Assets—The Digital Assets platform is owned by SoFi Digital Assets, LLC, a FinCEN registered Money Service Business.For additional disclosures related to the SoFi Invest platforms described above, including state licensure of Sofi Digital Assets, LLC, please visit

*If you invest in Exchange Traded Funds (ETFs) through SoFi Invest (either by buying them yourself or via investing in SoFi Invest’s automated investments, formerly SoFi Wealth), these funds will have their own management fees. These fees are not paid directly by you, but rather by the fund itself. these fees do reduce the fund’s returns.. Check out each fund’s prospectus for details. SoFi Invest does not receive sales commissions, 12b-1 fees, or other fees from ETFs for investing such funds on behalf of advisory clients, though if SoFi Invest creates its own funds, it could earn management fees there.

Neither the Investment Advisor Representatives of SoFi Wealth, nor the Registered Representatives of SoFi Securities are compensated for the sale of any product or service sold through any SoFi Invest platform. Information related to lending products contained herein should not be construed as an offer or pre-qualification for any loan product offered by SoFi Lending Corp and/or its affiliates.

Apple and the Apple logo are trademarks of Apple Inc., registered in the U.S. and other countries. App Store is a service mark of Apple Inc., registered in the U.S. and other countries. 

Google Play and the Google Play logo are trademarks of Google Inc.

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You are being referred to SoFi Wealth LLC’s website (“SoFi”) by AFFILIATE, a solicitor of SoFi Wealth (“Solicitor”). The Solicitor that is directing you to this webpage will receive compensation from SoFi if you open and fund an account with the investment adviser. Compensation to the Solicitor may be up to $150. You will not be charged any fee or incur any additional costs for being referred to SoFi by the Solicitor. The Solicitor may promote and/or may advertise SoFis investment adviser services and may offer independent analysis and reviews of SoFi’s services. SoFi and the Solicitor are not under common ownership or otherwise related entities. Additional information about SoFi is contained in  SoFi Wealth Form ADV and ADV Part 3.

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